Exploration of family/whānau and general practitioner perspectives of paediatric grommet services: a mixed methods study
Michelle A. Pokorny 1 2 3 * , Elizabeth A.-L. Holt 2 3 , Hannah Fuller 2 , Peter R. Thorne 2 31
2
3
Abstract
Traditionally, grommet post-surgical follow-up care has been undertaken by otorhinolaryngologists (ORLs), but in a large public outpatient ORL service in Auckland, New Zealand (Counties Manukau), this responsibility has been partially devolved to general practitioners (GPs).
The purpose of this study is to explore the perspectives and experiences of families/whānau and GPs regarding grommet services for children.
A mixed methods approach was used with family/whānau comprising semi-structured interviews and a GP survey. Recruitment of families/whānau reflected the local demographic and all participants were primary carers of a child who had received grommet surgery between 2020 and 2021. All GPs were practising in clinics within the ORL service catchment area.
Twenty-eight family/whānau interviews were conducted, and 22 GPs responded to the survey. Five main themes were identified: (1) awareness of child development; (2) challenges accessing health care; (3) responses to health information; (4) importance of aftercare; and (5) preference for service provision. Most (16) GP respondents reported they should not be responsible for post-surgical follow-up after grommet insertion. Lack of capacity and funding were identified as key barriers to GP-led follow-up.
Families/whānau highly valued follow-up services and hearing evaluations after grommet insertion, and had a strong preference for clinicians with perceived expertise in ear and hearing care (ORLs and audiologists). They reported multiple barriers to receiving the desired care. Māori and Pacific families/whānau experienced additional delays for referrals into specialist services. GPs showed low support for primary care-led grommet follow-up care, with most not providing routine grommet checks after surgery.
Keywords: audiology, delivery of follow-up care, GP perceptions, grommet insertion, parent perceptions, primary health care, task-shifting.
WHAT GAP THIS FILLS |
What is already known: There is emerging evidence that task-shifting to alternate workforces may overcome some of the demands on ORL outpatient services. However, although follow-up care after grommet insertion is important, and may be appropriate to shift to other health care providers, there are limited data on both the family/whānau and GP perspectives and preferences within the New Zealand context. |
What this study adds: This study provides insight into the perspectives and experiences of families/whānau of children whohave previously undergone grommet insertion, as well as the perspectives of GPs working within a large urban setting in Auckland, New Zealand, regarding the roles and responsibilities for providing follow-up care after grommets. |
Introduction
Grommet (ventilation tube) insertion is one of the most common paediatric surgical procedures.1 Grommets are designed to treat the symptoms of otitis media by ventilating the middle ear space and acting as a surrogate for a poor functioning eustachian tube.2 Grommets are effective in the short term, with improved hearing thresholds and reduced presence of middle ear effusion within the first 6–9 months of surgery,3 and the majority of grommets extrude naturally within 15 months of insertion.4 Follow-up care after grommet insertion, typically provided by otorhinolaryngologists (ORLs), is important to identify and treat complications, and to monitor for natural extrusion from the tympanic membrane. Although post-surgical complications are common (otorrhea, grommet blockage and early extrusion), they can predominantly be treated within primary care or outpatient services.5 In health care systems with limited access to ORL care and long wait times, there is conflict between offering specialist follow-up care and the efficient use of competing resources.6
Task-shifting has been proposed as an alternate model of providing post-grommet care to reduce demand on specialist ORL services6 by delegation of care to health care professionals such as GPs,7 nurses8 and audiologists.9 Although there may be emerging evidence of the efficacy of such models from the health care service perspective, little is known about the preferences and perspectives of families/whānau as the recipients of care, and of GPs as one of the potential providers of care.
Over the past decade, due to ORL capacity issues in Counties Manukau (the study setting), post-grommet care has been partially devolved to primary care (under the responsibility of the GP) after surgery, although not in a systematic manner. The treating ORL surgeon will request GP post-surgical care by way of the standard discharge summary on a case-by-case basis with the intention that complex cases remain under the care of the secondary ORL service, whereas more routine cases may be managed by the local GP. Families/whānau are informed of the follow-up pathway at the point of discharge from the surgical facility. Hearing tests are available within the study facility by way of new referral from the GP or as a follow-up on request from the treating ORL surgeon.
This study, therefore, aimed to explore family/whānau experiences and perspectives of grommet treatment services for children in Counties Manukau, as well as GP perspectives of the roles and responsibilities of post-grommet follow-up.
Methods
This study used mixed methods with semi-structured interviews to explore family/whānau experiences and perspectives, and an electronic survey to investigate GP perspectives. The study was conducted in Counties Manukau, New Zealand, from July to September 2023. The study team included clinicians and researchers from both the study facility and the University of Auckland, with input provided by clinical and academic ORL specialists and research assistants from the study facility.
Ethics
Ethical approval was provided by the Auckland Health Research Ethics Committee (Ref. AH23791).
Participants
Family/whānau participants were parents/carers of children who had received grommets through the public health service, Te Whatu Ora Counties Manukau, between March 2020 and August 2021, and whose children had received a clinical audiology assessment 2 years after the grommet insertion as part of a prospective cohort study (n = 90). GPs were eligible for participation if they were in current clinical practice within the Counties Manukau catchment area.
Twenty-eight family/whānau participants were recruited using purposive sampling from the pool of 90 eligible participants. Within each ethnicity sub-group, potential participants were randomised and contacted until a sample size of 10 Māori (M), eight Pacific (P), eight European (E) and two Asian (A) family/whānau participants were obtained (to reflect representative population size and demand). All 113 GP clinics listed in Healthpoint (database of health care providers) with clinic addresses within the catchment area were approached. Twenty-two GPs completed the survey form.
Semi-structured interview questions and survey form
The interview questions were developed by the first author (MP), an audiologist of European ethnicity, in conjunction with the Ko Awatea co-design team at the study facility to embed Māori and Pacific perspectives and ensure cultural appropriateness within the questionnaire. The questions covered the range of experiences families/whānau may have from pre-referral through to surgery and follow-up care after surgery (Supplementary Appendix S1) and included prompts to stimulate further discussion.
The GP survey was developed by MP, with input from three local GPs (not included in the study) to refine wording and length of the survey (Supplementary Appendix S2). Additional input was sought from a lead GP of a large primary practice to strategise survey distribution and encourage participation. The survey was designed to take less than 5 min to complete and included demographics, five Likert questions (scale 1–5), five short answer questions and space for comments. Survey set-up, distribution and collection of responses was completed using the web application programme, REDCap (Research Electronic Data Capture).10
Procedure
Family/whānau participants were contacted by SMS and by telephone. Interviews were undertaken over the telephone (n = 27) or by Zoom (n = 1). To enhance cultural safety, Māori and Pacific families/whānau were contacted, recruited and interviewed by Māori and Pacific research assistants, respectively, from the study facility. European and Asian families/whānau were contacted, recruited and interviewed by a student audiologist of European ethnicity (HF). Interviews were recorded using digital recording devices and transcribed verbatim by the research assistants and HF. Participants were provided transcripts within 2 weeks of the interview and offered 4 weeks to provide amendments to the transcripts and check accuracy of the transcription. A koha (gift voucher) was provided upon completion to each participant.
GP clinics were approached initially by phone or email through the contact information available in Healthpoint. All large GP clinics (defined as more than five GPs) were contacted by phone and a randomised selection of 10 clinics were visited in person ensuring representation across the district. Paper forms of the survey with a QR code survey link were distributed to the clinics visited in-person with a closed survey collection box. Completed forms were collected approximately 2 weeks later. All smaller GP clinics were offered participation through an emailed survey link. Four GP clinics declined to participate.
Data analysis
Data analysis for qualitative components of the study was completed using reflexive thematic analysis.11 Transcripts were read initially for familiarisation followed by theme extraction. All transcripts were manually analysed by HF, with two population health researchers of Pacific ethnicity (EH and a non-author advisor) and audiologist (MP) each reading a selection of the transcripts to extract codes and develop themes and associated sub-themes. The research team reviewed and revised the themes to ensure that they were an accurate and suitable representation of the interview data. The final five themes and identified sub-themes were validated through consensus of the research team. Microsoft Excel (Microsoft Corporation) was used to calculate descriptive statistics (median, range, percentages) for closed-set responses of the GP survey.
Results
Participant characteristics/demographics
All 28 participants were primary carers of a child who had received grommets and lived across the four localities of Counties Manukau (Table 1). All participants reported having access to a car. The 22 GP participants were distributed throughout Counties Manukau (Table 1) and predominantly represented highly experienced GPs (17/22 had more than 10 years of experience) with low paediatric caseloads (16/22 had paediatric caseloads <25%).
Locality | GP participants (n) | Proportion of GP patient load Māori/Pacific (%) | Ethnicity | ||
---|---|---|---|---|---|
Family/whānau participants (n) | |||||
Manukau | 8 | 40–95 | Māori | 7 | |
Pacific | 3 | ||||
European | 1 | ||||
Asian | 1 | ||||
Mangere | 1 | 53 | Māori | 1 | |
Pacific | 4 | ||||
European | 0 | ||||
Asian | 1 | ||||
Franklin | 3 | 20–40 | Māori | 1 | |
Pacific | 0 | ||||
European | 4 | ||||
Asian | 1 | ||||
Eastern | 10 | 1–10 | Māori | 1 | |
Pacific | 1 | ||||
European | 3 | ||||
Asian | 0 | ||||
Total | 22 | 1–95 | Māori | 10 | |
Pacific | 8 | ||||
European | 8 | ||||
Asian | 3 |
Summary of themes
The five themes (Table 2) identified were: (1) awareness of child development; (2) challenges accessing health care; (3) family/whānau responses to health information; (4) importance of aftercare; and (5) preference for service provision. Illustrative quotes are provided.
Themes | Subthemes | |
---|---|---|
1. Awareness of child development | Hearing loss and communication challenges | |
Concern about learning and development | ||
Reduced awareness of impact of ear disease on communication/hearing | ||
2. Challenges accessing health care | Service constraints | |
Personal constraints | ||
3. Family/whānau responses to health information | Emotional responses | |
Understanding and interpretation | ||
Supplementary information sources | ||
4. Importance of aftercare | Resolution of health issues | |
Opportunity for parental engagement | ||
5. Preference for service provision | Preference of clinician | |
Respectful interaction with clinicians | ||
Familiarity with clinic setting |
Participants reported noticing their child’s difficulties communicating and hearing prior to grommet surgery. They had a keen sense of what they considered ‘normal’ development and were aware if their child was not meeting this level or if they were falling behind at school.
She couldn’t even speak at that time. Like you know, she can’t even, like, even talk. (P6)
In the meantime, you know, the family is going crazy because he’s shouting at us, you know? Or he’s turning the TV really loud. (A1)
Despite this awareness, there was a sub-theme of disconnection between understanding that hearing loss can be a symptom of ear disease, and that hearing loss can produce undesirable behaviours. These perceptions involve attributing hearing problems to a child’s supposed lack of attentiveness, selective listening and ignoring behaviour.
For a long time I did feel really, really bad. I felt really bad just, I don’t know, thinking back like, oh my gosh, I really thought she was making this up. You know, being an egg about it. (P6)
Participants faced logistical challenges accessing both primary and secondary health care services for their child’s ear needs. Distance to access services and managing appointments around childcare and work schedules were cited as barriers to receiving care.
Work is quite hard to get off these days and I’ve recently just stopped working to take care of them full-time. (M4)
[I would like] someone just to ring, and or maybe even have a specialist appointment and get them to check and do the hearing test rather than me have to go to the GP and do it. (E3)
Participants also expressed frustration about the lengthy wait times to be seen by the ORL specialists, but also, once seen, to have the surgery. However, only Māori and Pacific participants (compared to European and Asian participants), reported frustrations over what was perceived as delayed referrals from the GP to specialist care when they had concerns.
I was frustrated that it took that long for someone to go because I pushed quite hard, and he ended up getting referred after the third visit and it’s a little bit frustrating. (M4)
The doctor at the time told us it was nothing, sent us away with Pamol and you know, to relieve the pain. And then it got worse a couple of weeks after that, and I took her back in and I said to the doctor I’m not leaving here until I get her referred to like a specialist or something. I didn’t want to be sent away again with like some Panadol. (P6)
After grommet surgery, participants who had follow-up care through specialist services found the process easy, with appointments made automatically for them, although administrative issues meant that families/whānau were not always fully informed of appointment times. In contrast, participants who were discharged to the care of the GP after grommet insertion described the extra effort/planning required to book appointments weeks in advance, due to GPs being heavily booked.
I made a note on my calendar and enter it before. You know, sort of like a couple of weeks, 3 weeks beforehand. (E3)
There was a range of emotions expressed by participants when informed that their child would need surgery. Although some participants were afraid and anxious of the potential pain and complications the procedure could bring, others were just relieved that there was something that could stop their child’s undesirable ear symptoms.
It was suggested when he was little that he get surgery, and I was a bit freaked out by the idea of anyone cutting, or hurting my baby, so I declined the offer. (M1)
I felt relieved because I was told it was going to help. (M9)
Participants expressed acceptance and confidence with the information they received from the professionals, but they also drew on their own or whānau past health experiences with grommet surgery to inform their decision-making. Māori and Pacific participants specifically, expressed a desire for more in-depth health procedure explanations and that this should be delivered in written and verbal formats. They also acknowledged the risk of leaving appointments feeling not sufficiently informed, particularly if they were unable to articulate the questions they wanted answers to.
I feel like the ENT or whoever, you know, decides that should show them, ok, so this is a grommet, you know, this is what is going into your kid’s ear, um, and just educate the parent instead of throwing a piece of paper at them. (P7)
If you don’t understand and you ask questions, they happily go about explaining it. But then again, it comes down to you. You have to make sure that you understand and ask questions. It’s on us the parent or the caregiver to ask questions on behalf of the child. (P1)
But I just felt it was too rushed for the amount of time we had travelled up there because for me, I like to have everything explained to me and what could happen, but there was none of that it was just a quick check, and we were off. (M9)
All participants valued the provision of follow-up appointments after grommet surgery. By and large, they expressed a desire for more frequent follow-ups than what is currently provided or what is logistically possible. Participant reasons for desiring regular follow-up were to confirm that the ear health issues had been resolved by the surgery, that their child’s hearing had improved, and reassurance that they had made the right decision to proceed with the surgery.
We made this decision of getting the grommet so his hearing would be improved, but then there is no factual information that you know, as parents, we put our child through surgery. But did he, did it actually help the cause? (A2)
Additionally, participants viewed follow-up appointments as an opportunity to engage with the specialists and seek further advice and reassurance.
If they go to school and then I am not there to ask questions. I, I’m not present. Yeah. That’s why I like to go in with appointment, so I’m there, present. (P1)
Many participants expressed a desire to see an ORL specialist or audiologist for their follow-up appointments. This was due to the perception that these clinicians had the most ear-specific knowledge, and their competency was valued highly. The rapport that participants had with clinicians was also seen as important and participants expressed a strong desire to feel listened to.
That’s just more what they are trained in, I guess. That’s what they do every day, and whereas the GP covers so many different things….I just feel more reassured going to someone that specialises in that area. (E2)
Yes, [specialist] was amazing. She listened to everything I had to say, and she explained everything. She was amazing. (M7)
Although many participants appreciated follow-up care in familiar settings they had been to before (as this was seen as best for their child), the availability of clinicians and short wait times to receive care were deemed to be particularly important for Māori and Pacific whānau.
GP perspectives on grommet follow-up provision
Most GP participants (14/22; 64%) reported that they do not provide follow-up care after grommet surgery, and 16 out of 21 (76%) did not feel it was the responsibility of the GP. Most GP participants felt grommet follow-up care was the responsibility of the ORL outpatient service (14/16; 88%) or a shared-care model (2/16; 13%). Eight GP participants (36%) did, however, identify other health care providers who they considered may play a role in follow-up care, with nurses being the only health care professional mentioned.
GP participants also expressed a desire for more guidance if follow-up care was to be part of the GP role.
[I’m] happy to follow up as long as there is a clear guideline and knowledge re[garding] complications to look out for. (GP9)
By and large, however, GPs expressed feeling under-resourced and stretched, and reluctant to increase responsibilities without additional funding.
We do not have the resources to take up more of secondary care as, services currently, app[ointments]. etc, are very stretched. (GP 12)
[GPs] do not have capacity to see pts [patients] for this. (GP 13)
Doing postoperative reviews should either remain with the ORL department or would need to be adequately resourced if we’re asking GP clinics to take this on. (GP 15)
GP survey responses
Fig. 1 shows the GP survey responses to the survey Likert scale questions. The median response was 3 (‘Somewhat’) for the survey items related to complications, interpretation of audiograms and confidence that children will receive timely ORL case. The median response for confidence in examining children’s ears was 1 (‘Very’) with 13 (59%) GP participants reporting this, and for feeling equipped to monitor grommets, the median response was 2, with 12 (55%) GPs reporting a response of 1 or 2.
Discussion
This study set out to investigate experiences and perceptions about grommet treatment services for children from the perspective of service users (families/whānau) and health service providers (GPs). Overall, families/whānau in Counties Manukau are attuned to the needs of their children, are aware of the impact of hearing loss on their child’s development and education, and have high expectations of ear and hearing health services. Families/whānau experience multiple barriers to the current ear and hearing services, but strongly value follow-up care after grommet surgery with clinicians they perceive to be experts. GPs reported time and resource constraints, as well as lack of guidelines and expertise, as barriers to providing follow-up in primary care.
Like previous studies on hearing health in Pacific populations,12 participants reported logistical challenges in accessing timely and effective services at all stages of the pathway. Despite these challenges, however, there was a desire for greater engagement with follow-up services, and for these interactions to be both meaningful and relational. For many participants, this extended to a desire for their child to have a hearing test as part of the follow-up process. These findings confirm previous interviews and surveys where hearing assessment was highly valued by parents of children who underwent grommet surgery,13–15 and that parents experience significant reassurance from planned follow-up appointments.15
There were some notable differences in the interviews with Māori and Pacific participants compared to European and Asian participants. Some of these findings may provide insight into analyses that show reduced responsiveness of ear and hearing services to the needs of Māori and Pacific whānau, evidenced through lower surgery rates1 and older presentations to ORL16 and audiology17 services. Māori and Pacific participants expressed frustrations with delayed referrals from GPs to ORL services for treatment, which supports findings that both Māori and Pacific children are significantly less likely to be referred for otitis media with effusion (OME) via GP pathways compared to European and Asian children.18 Once referred, both Māori and Pacific expressed some level of dissatisfaction with the mode of health care information delivery, with the risk of not being fully informed partners in the decision-making process. Poor communication from health care workers is a key barrier for Māori and Pacific to access hospital and wider health care services. A whānau-centred care model that acknowledges the importance of the wider whānau, and relationship building, are important facilitators for Māori and Pacific health care access and experience.19
All participants reported a strong preference for follow-up care to be provided by clinicians with perceived expertise in the field, namely ORL specialists and audiologists. Although GPs play a vital role in providing high-quality health care in the community as a first point of contact, and are instrumental in providing comprehensive and coordinated care for whānau and communities, several participants specifically mentioned that they preferred routine follow-up to be provided at a specialist level. This appeared to be related to both the desire to receive expert care and the difficulties experienced by families/whānau in accessing GP care when required. In a similar study, Austad et al.7 found no harm to patients scheduled for GP follow-up after grommet insertion surgery, but they later found that parents in their study perceived ORL specialists and audiologists as having specialist competence, whereas GPs were perceived as generalists.15 Parent preference for specialist-led follow-up has been reported previously for grommet cases14 and also within other surgical disciplines.20,21
The findings from the GP survey support the family/whānau perspective that specialist-led follow-up is preferred, with GPs citing a lack of capacity to take on extra tasks and low confidence in dealing with post-grommet complications. There was an additional disconnect between the preferences of family/whānau participants for hearing tests and the GP perspectives of other health care professionals that should be involved. No GP participant mentioned audiology as part of the follow-up process, and only mentioned nursing roles. Although audiology services in the study facility routinely receive referrals directly from GPs for paediatric hearing assessment, it is not known whether the GP participants in this study were aware of the audiology referral pathways given their relatively low paediatric caseloads.
Strengths and future directions for service delivery
One of the strengths of the study was the large sample size of participant interviews compared to previous studies, and the representative input from Pacific and Māori. Themes recorded were aligned with findings from both international and local studies, lending credibility to the current findings. As both GPs and family/whānau participants expressed reservations about the role of GPs as the primary clinician in providing follow-up care, the design of grommet follow-up services should focus on streamlining pathways that are accessible and meet the individualised needs of all families/whānau. It is acknowledged that ORL and GP services are both experiencing capacity constraints and overwhelming demand leading to reduced access to care for families/whānau. Hence, alternate models using task-shifting could be investigated to alleviate some of this burden by shifting clinical responsibility to other closely aligned professionals. In the context of post-grommet care, audiologists are a potential alternate workforce who currently have capacity within the New Zeland context, and they have demonstrated effectiveness and efficiency in the UK and Australia using such models.9,22,23 Incorporating audiologists in the provision of post-grommet care supports the desires of parents for hearing assessment, reported here and internationally.15 However, it would be important to assess family/whānau acceptance of alternate models and ensure that they provide culturally safe and whānau-centric care. In addition, it is important to fully explore the role of primary care in supporting improved ear and hearing health care for children across the whole pathway.
Limitations
As with previous GP surveys, there was low GP participation despite multiple attempts to engage with GP clinics. The findings from this study can therefore only reflect a snapshot of a small cohort of GPs rather than the viewpoint of the broader workforce. Furthermore, the GP participants generally had a low paediatric caseload, hence may not reflect the perspectives of GP colleagues who have higher paediatric caseloads. As the research was limited to service provision in the Counties Manukau locality, the findings could be seen as representative of this area and not generalisable to other areas in New Zealand. And finally, the time period over which this study was undertaken included the lockdown periods of the COVID-19 pandemic (2020–2021) and it is likely that the service disruptions may have influenced participant perceptions.
Conclusion
Grommet follow-up care is highly valued by families/whānau in Counties Manukau, but the current system is convoluted with difficulties accessing specialist care and GPs feeling under-resourced to include grommet follow-up as standard care. Regular scheduled follow-up is desired by all families/whānau with an emphasis on hearing evaluation and clinician expertise.
Data availability
The data that supports this study will be shared upon reasonable request to the corresponding author.
Declaration of funding
MP was a recipient of an Eisdell Moore Centre Seed Funding Grant and a Counties Manukau Health Tupu Fund to undertake this work. HF received funding for research costs through the School of Population Health, University of Auckland. Funders played no role in the study design, data collection, analysis, interpretation or writing of this paper.
Acknowledgements
The authors are grateful to the mentorship and clinical advice provided by the ORL cliniciansin the larger research team, A/Professor Zahoor Ahmad and Professor Randall Morton, as well as Dr Inbal Meshulam-Weiss. The authors wish to acknowledge Annie Tyson (ORL and Audiology Manager, Te Whatu Ora Counties Manukau) and Renee Hislop (Professional Lead, Audiology, Te Whatu Ora, Counties Manukau) for supporting this project. In addition, the authors acknowledge the support provided by A/Professor Ravi Reddy and the work provided by the research assistants at Te Whatu Ora Counties Manukau Co-design team. The authors also acknowledge the significant contributions made by all of the interview and survey participants.
Author contributions
Pokorny, MA: Conceptualisation, Funding acquisition, Methodology, Data analysis, Writing- Original draft preparation. Holt, EAL: Conceptualisation, Methodology, Data analysis, Writing – Review and Editing. Fuller, H: Methodology, Investigation, Data curation, Data analysis, Writing – review and editing. Thorne, PR: Conceptualisation, Methodology, Writing – Review and editing, Supervision.
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